VP, Compliance (Global Funds)

Our client is a premier global asset management firm dedicated to delivering exceptional investment performance and strategic solutions. With a reputation built on integrity, innovation, and rigorous risk management, they are seeking a high-caliber Vice President (VP), Compliance to join their dynamic legal and compliance team.

• Regulatory Monitoring: Track and interpret evolving regulatory changes (e.g., MAS, SEC, FCA guidelines) and assess their impact on the asset management business.
• Policy Development: Draft, update, and implement robust compliance policies, procedures, and manuals.
• Business Advisory: Provide timely, practical compliance advice to investment teams, trading desks, and product development units.
• Regulatory Reporting: Assist with timely and accurate regulatory filings, disclosures, and responses to regulatory inquiries or audits.
• Training & ...