Found Description
Drive compliance and integrity as a Surveillance Officer at CIRO, focusing on trading analysis and market regulation. This hybrid role demands expertise in securities laws and real-time oversight.
As a Surveillance Officer at CIRO, you will bring 5 to 10 years of trading and compliance expertise. Your role will involve monitoring trading patterns for breaches, reviewing listed issuer communications, and ensuring compliance with Canadian regulations. This position plays a crucial part in safeguarding market integrity while responding to new trading trends.
Key Responsibilities: • Communicate with issuers about compliance matters • Conduct detailed analysis of trading behaviors • Review issuer press releases for compliance and materiality • Halt trading when needed for effective news dissemination • Collaborate to resolve market quality issues
Requirements: • Relevant post-secondary degree • 5-10 years' experience in trading/compliance • Deep knowledge of deriv...
As a Surveillance Officer at CIRO, you will bring 5 to 10 years of trading and compliance expertise. Your role will involve monitoring trading patterns for breaches, reviewing listed issuer communications, and ensuring compliance with Canadian regulations. This position plays a crucial part in safeguarding market integrity while responding to new trading trends.
Key Responsibilities: • Communicate with issuers about compliance matters • Conduct detailed analysis of trading behaviors • Review issuer press releases for compliance and materiality • Halt trading when needed for effective news dissemination • Collaborate to resolve market quality issues
Requirements: • Relevant post-secondary degree • 5-10 years' experience in trading/compliance • Deep knowledge of deriv...
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