Found Description
Supervise and maintain the effective operation of the Firm's System of Quality Management (SOQM), ensuring alignment with professional standards and regulatory requirements.
Oversee the implementation, monitoring, and continuous improvement of SOQM policies and procedures across the Firm.
Plan and conduct compliance reviews within the SOQM framework, identifying gaps and recommending remediation measures.
Assist in preparing and reviewing submissions for regulatory reporting purposes, ensuring accuracy and timeliness.
Carry out research and analysis of relevant policies, standards, and regulations to support the Firm's quality management objectives.
Prepare, maintain, and update documentation in relation to the Firm's SOQM, including policies, procedures, and working papers.
Coordinate, develop, and facilitate training programmes on regulatory requirements, quality management stan...