Supervisor in Compliance at Integral Wealth

Advance your career at Integral Wealth Securities Limited in downtown Toronto as a Supervisor focused on compliance and regulatory adherence. This full-time position is ideal for someone eager to enhance their leadership in a supportive environment.
Integral Wealth Securities Limited is looking for a registered Supervisor to join their dynamic compliance team. You will provide compliance guidance, manage client documentation, monitor trading activity, and uphold the highest ethical standards. This role offers an excellent entry point for individuals aiming for senior leadership opportunities.
Key Responsibilities:
• Provide compliance guidance for branch staff and management
• Conduct reviews of client documents and KYC information
• Support supervision of account and trading activity
• Monitor trading desks for market integrity compliance
• Assist with AML/ATF compliance activities
Requirements:
• Registered with CIRO as a Supervisor
• Minimum 1 year supe...