Found Description
Location: Toronto, ON
Key Responsibilities
AML Compliance Expertise
Act as the AML SME for ETF products ensuring alignment with global AMLCTF regulations eg FINTRAC, FATF, SEC, FCA.
Provide expertise on Know Your Customer (KYC), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) processes specific to ETFs and institutional clients.
Support AML risk assessments related to fund flows, trading activity, and investor structures.
Identify and elevate suspicious transaction patterns and red flags in ETF trading, subscriptions, and redemptions.
Collaborate with Compliance, Legal, and Risk teams to ensure adherence to AML policies and regulatory requirements.
ETF Domain Expertise
Demonstrate deep understanding of the ETF lifecycle including creation/redemption processes, authorized participants (APs), and market makers.
Analyze ETF transaction flows and liquidity patterns to detect potential A...
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