Found Description
Major Duties
- Provides support and functional knowledge as it relates to compliance with applicable AML laws, rules and standards
- Escalates to Global AML management any regulatory compliance risks identified during testing
- Leads projects or initiatives to support the Global AML program
- Performs ongoing monitoring and reporting of key Global AML functional activities
- Provides support as requested by Global AML Management as necessary to resolve compliance issues, including actions in response to Regulatory exam and Audit findings
- Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments
- Reviews assigned laws/regulations and related policies/procedures in order to understand test scripts for execution of testing.
- Conducts and adequately documents testing to assess compliance with and adherence to regulations and policies/procedures.