Found Description
Chart your own path and grow your career while helping more customers achieve financial freedom. Empower Yourself.
This role will perform trade related activities for the Empower Personal Wealth (EPW) trading platforms. This includes reviews and approvals of daily trade activity, reconciliations and support trade issue research and corrections. Serve as Registered Options Principal (ROP) to review and approve new options accounts and options trades. Partner with other teams (Operations, Supervision, Compliance, etc.) on projects related to trade environment, processes and systems to improve efficiencies and to manage risks.
What you will do
- Review, process, and release brokerage trades across EPW platforms, including equities, options, mutual funds, ETFs, fixed income, municipals, and stock plan–related transactions.
- Support trade execution activities including block trades, corporate action–related trades, option exercises, and stock pla...