Senior Manager of Advisor Supervision

Step into a vital role at Manulife as a Senior Branch Manager in hybrid working conditions in Montreal. This position emphasizes compliance oversight for financial advisors.
As Senior Branch Manager, you'll take the lead on Tier 1 supervision of advisors at Manulife Wealth. Your responsibilities include training advisor teams, reviewing trade transactions, and ensuring adherence to compliance policies. This position encourages a proactive culture of compliance to manage risk effectively within the organization.
Key Responsibilities:
• Supervise and approve trade reports ensuring regulatory compliance
• Educate advisors on compliance and regulatory standards
• Conduct investigations into compliance complaints
• Perform annual branch compliance reviews for best practices
• Foster collaboration within the supervision team
Requirements:
• Registration as Supervisor and Representative with CIRO is essential
• 3-5 years professional experience in financial servi...