Senior Manager, National Compliance

Job Description What is the opportunity? Royal Mutual Funds Inc. (RMFI) Compliance is seeking a passionate, results oriented strategic thinker to join the team as Senior Manager, National Compliance. In this role, you will act as key compliance adviser and work closely with business and functional partners to ensure effective controls are in place in support of RMFI’s compliance program. The role will be part of a diverse, dynamic team collaborating with stakeholders and functional partners to ensure proper controls for mutual fund licensed representatives and financial planners within Royal Bank Canadian Banking.

What will you do?

Support the Director in providing compliance oversight of securities-licensed and related sales activities within Mutual Fund Distribution, Financial Planning, Private Banking, Advice Centre, and Group Advantage

Provide expert compliance advice by recommending practical solutions, balancing business practices and regulatory risks f...