Senior Compliance Officer, Sales Communications

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so. 

We are currently seeking a Senior Compliance Officer to join our Sales Communications team. In this role, the successful candidate is expected to review, supervise and coordinate for approval CI Assante Advisor advertising, sales literature and correspondence. This involves working directly with the Advisors to support them with their marketing initiatives by ensuring adherence to securities regulatory requirements, internal policies & procedures, and CI Assante branding and business standards.

WHAT YOU WILL DO

Review and coordinate the approval of all client and public oriented advisor sales communications to include but ...