Found Description
Senior Compliance Officer, Global Control Room Information Barriers Surveillance
Requisition ID: 267029
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
**Purpose**
Contributes to the overall success of the Global Information Barrier Surveillance Program within the Global Control Room by maintaining Information Barriers to safeguard sensitive, confidential, and material non-public information within the Bank. Ensuring all activities are conducted in compliance with governing regulations, internal policies, and procedures.
**Accountabilities**
+ Support the development and implementation of the Global Information Barriers Surveillance program for the GBM&T and Global Control Room, in relation to reviews and escalations against the Watch Lists and the Restricted Lists for Inventory Trading / Employee Trading Reviews and E-Communication Lookback Surveillance.
+ Monitor the functi...
Requisition ID: 267029
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
**Purpose**
Contributes to the overall success of the Global Information Barrier Surveillance Program within the Global Control Room by maintaining Information Barriers to safeguard sensitive, confidential, and material non-public information within the Bank. Ensuring all activities are conducted in compliance with governing regulations, internal policies, and procedures.
**Accountabilities**
+ Support the development and implementation of the Global Information Barriers Surveillance program for the GBM&T and Global Control Room, in relation to reviews and escalations against the Watch Lists and the Restricted Lists for Inventory Trading / Employee Trading Reviews and E-Communication Lookback Surveillance.
+ Monitor the functi...
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