Senior Compliance Officer – Asset management

An independent and well-established investment management firm located in canton de Vaud seeking to strengthen its compliance framework and support the continued development of its activities across discretionary asset management, private markets, and complex investment structures.

This is a senior role reporting to the General Counsel and acting as a centre of expertise for regulatory and compliance matters across the organisation.

Regulatory Compliance & Oversight

• Ensure full compliance with applicable Swiss and international regulations, including FINSA/FINIA, CISO, AML/KYC, cross-border rules, AEOI/CRS, FATCA governance aspects, and product distribution requirements.
• Monitor regulatory developments and assess their impact on the business.
• Maintain and enhance a robust, risk-based compliance framework aligned with evolving regulatory standards and best practices.
• Draft and update internal policies, procedures, and complian...