Found Description
Lead regulatory compliance initiatives at TD in Toronto, Ontario as a Senior Compliance Manager. Drive the alignment of oversight programs with OSFI’s E-13 guidelines and enhance compliance culture across the organization.
Reporting to the AVP of FCRM Governance and Control, the Senior Compliance Manager drives the development and maintenance of a robust compliance management program. The role emphasizes strategic oversight, requiring expertise in regulations and frameworks, particularly related to OSFI E-13. This position involves collaboration with executive teams to implement proactive compliance policies and manage regulatory risks effectively.
Key Responsibilities:
• Oversee development of compliance management frameworks
• Lead the implementation of FCRM specific compliance policies
• Develop training and communication plans for FCRM teams
• Provide advisory services on compliance-related issues
• Coordinate responses to audits and regulatory examinations
...
Reporting to the AVP of FCRM Governance and Control, the Senior Compliance Manager drives the development and maintenance of a robust compliance management program. The role emphasizes strategic oversight, requiring expertise in regulations and frameworks, particularly related to OSFI E-13. This position involves collaboration with executive teams to implement proactive compliance policies and manage regulatory risks effectively.
Key Responsibilities:
• Oversee development of compliance management frameworks
• Lead the implementation of FCRM specific compliance policies
• Develop training and communication plans for FCRM teams
• Provide advisory services on compliance-related issues
• Coordinate responses to audits and regulatory examinations
...