Senior Compliance Manager at Equiton

Lead compliance strategies at Equiton in the Senior Manager, Compliance position. This role centers on maintaining and enhancing the Corporate Compliance Program in a collaborative environment.
You will report directly to the Chief Compliance Officer and ensure adherence to all regulatory requirements. With over five years in the financial services sector, you'll be vital in managing compliance controls while advising business teams on best practices. Engage with stakeholders to support compliance training and address any regulatory deficiencies effectively.
Key Responsibilities:
• Implement and monitor compliance policies and procedures
• Conduct risk assessments and compliance testing
• Prepare reports for the Board on compliance effectiveness
• Facilitate compliance training for employees
• Assist in resolving compliance violations and inquiries
Requirements:
• 5+ years experience in compliance roles
• Expertise in Canadian financial regulations
• Ad...