Senior Compliance Associate at Raymond James

Elevate your career with Raymond James Ltd. as a Senior Associate in Information Compliance Risk Management. Focus on regulatory compliance, quality assurance, and stakeholder engagement.
In this pivotal role, you will work closely with various teams to monitor compliance metrics, support regulatory obligations, and uphold best practices in risk management. Your expertise will aid in translating complex regulatory landscapes into actionable insights that reinforce the organization’s commitment to high governance standards. You will also play an integral role in preparing for audits and ensuring exam readiness.
Key Responsibilities:
• Conduct comprehensive risk assessments and monitoring audits
• Support quality assurance in compliance protocols
• Track regulatory changes affecting governance
• Document and present compliance metrics for management
• Coordinate with internal teams for compliance oversight
Requirements:
• Bachelor’s degree or equivalent combina...