Securities and Insurance Registration Officer

Enhance regulatory compliance with Scotiabank as a Registration Officer located in Toronto, Ontario. Contribute to the efficient management of licensing processes for securities and insurance activities throughout Canada and the U.S.
In your role, you will facilitate the end-to-end registration process while ensuring adherence to licensing regulations. Your responsibilities include overseeing renewals, maintaining registration accuracy in databases, and coordinating with internal and external stakeholders. Collaborate with regulatory bodies to troubleshoot and address registration challenges, ensuring clear communication throughout the process.
Key Responsibilities:
• Manage securities and insurance registration processes completely
• Administer renewals for individuals and branches effectively
• Update and maintain the National Registration Database
• Respond promptly to inquiries regarding registration issues
• Collaborate with regulatory body representatives
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