Found Description
Join Scotiabank as a Regulatory Compliance Specialist and play a key role in maintaining governance across Canadian and U.S. operations. This position emphasizes collaboration and compliance expertise.
In this role, you'll be responsible for ensuring adherence to regulatory obligations while providing administrative support to team leaders. Your work will involve coordinating documentation, assisting with audits, and effectively managing regulatory inquiries. Additionally, you'll contribute to the onboarding of representatives and help align processes with internal policies and regulatory changes.
Key Responsibilities:
• Provide administrative support for regulatory compliance activities
• Assist with gathering evidence for audits and reviews
• Coordinate responses to client inquiries and complaints
• Maintain regulatory checklists, guides, and trackers
• Support account onboarding and maintenance for U.S. representatives
Requirements:
• College Diploma or Un...
In this role, you'll be responsible for ensuring adherence to regulatory obligations while providing administrative support to team leaders. Your work will involve coordinating documentation, assisting with audits, and effectively managing regulatory inquiries. Additionally, you'll contribute to the onboarding of representatives and help align processes with internal policies and regulatory changes.
Key Responsibilities:
• Provide administrative support for regulatory compliance activities
• Assist with gathering evidence for audits and reviews
• Coordinate responses to client inquiries and complaints
• Maintain regulatory checklists, guides, and trackers
• Support account onboarding and maintenance for U.S. representatives
Requirements:
• College Diploma or Un...
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