Found Description
Join Scotiabank in Toronto as an Associate focusing on Trade Floor Compliance. This role entails monitoring communications and mitigating risks within the trading environment.
Your responsibility as an onsite Trade Floor Supervision Associate will involve working closely with the Global Banking and Markets division. You will analyze daily communications to identify regulatory, trading policy, or HR issues and ensure adherence to company policies. The position requires strong analytical capabilities and discretion in handling sensitive information, along with collaborative efforts with senior management.
Key Responsibilities:
• Analyze trader communications for compliance and regulatory issues
• Verify details of communications against established guidelines
• Interact with GBM and Group Treasury for oversight
• Stay organized with documentation for compliance tracking
• Foster an inclusive, high-performance team environment
Requirements:
• University degree i...
Your responsibility as an onsite Trade Floor Supervision Associate will involve working closely with the Global Banking and Markets division. You will analyze daily communications to identify regulatory, trading policy, or HR issues and ensure adherence to company policies. The position requires strong analytical capabilities and discretion in handling sensitive information, along with collaborative efforts with senior management.
Key Responsibilities:
• Analyze trader communications for compliance and regulatory issues
• Verify details of communications against established guidelines
• Interact with GBM and Group Treasury for oversight
• Stay organized with documentation for compliance tracking
• Foster an inclusive, high-performance team environment
Requirements:
• University degree i...
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