Responsable Conformité Couverture Suisse

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.

What you'll do

• Interact with the Sales & Trading division, assess existing and prospect business relationships, conduct ad hoc and periodic process reviews, ensure compliance with applicable regulatory requirements and internal policies
• Provide compliance advisory support on Swiss and European regulatory requirements, including FIDLEG/ FINIG, MiFIDII, EMIR, FinSA/ FinIA, and other relevant regulations
• Perform compliance reviews and monitoring activities, identify potential risks, and contribute to management reporting and regulatory reporting processes
• Maintain compliance records, databases, and document management systems, ensuring accuracy, completeness, and...