Responsable Conformité Couverture Suisse

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.What you'll doInteract with the Sales & Trading division, assess existing and prospect business relationships, conduct ad hoc and periodic process reviews, ensure compliance with applicable regulatory requirements and internal policiesProvide compliance advisory support on Swiss and European regulatory requirements, including FIDLEG/ FINIG, MiFIDII, EMIR, FinSA/ FinIA, and other relevant regulationsPerform compliance reviews and monitoring activities, identify potential risks, and contribute to management reporting and regulatory reporting processesMaintain compliance records, databases, and document management systems, ensuring accuracy, completeness, and timely updatesReview and enhance compliance-related templa...