Regulatory Control Analyst - Associate

Regulatory Control Analyst - Associate Job ID:R0433715 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2026-04-28 Location: Mumbai Position OverviewJob Title - Regulatory Control Analyst - AssociateLocation - Mumbai, IndiaRole DescriptionAs a Regulatory Control Analyst supporting the Business Supervisory Office (BSO), you will assist the BSO in ensuring the US Private Banking Business is compliant with local rules and regulations in transacting business for its clients.The Regulatory Control Analyst will also assist in ensuring that all business transacted for the clients are in their best interest (i.E. compliance with the Regulation Best Interest) and in line with their Suitability and risk profiles. This will require the analyst to review and provide disposition for daily trade alerts generated via the Surveillance systems implemented. Further, the analyst will also be required to analyze trade related data and identify any market manipulation themes such market manipul...