Found Description
About the Company
The position requires interaction with Data Management, affiliate Chief Compliance Officers, Portfolio Compliance, Portfolio Managers, Legal and Operations personnel. The associate will be expected to develop credibility and solid working relationships with such personnel. Expertise and proficiency are relied upon by multiple affiliates. Lack of appropriate coverage in this area will negatively affect the business financially, operationally and present significant regulatory and reputational ris
k.
About the
Role
Required S
kills:
Experience & Domain Kn
owledge:9-12 years of experience in Regulatory Reporting or experience within investment advisory
business Familiarity with compliance related activities and applicability of regulatory reporting requi
rements. Familiarity with SEC reporting obligations under Section 13 and Section 16 of the Excha
nge Act. Familiarity with non-U. S. jurisdiction regulatory reporting
regimes Regulator...
The position requires interaction with Data Management, affiliate Chief Compliance Officers, Portfolio Compliance, Portfolio Managers, Legal and Operations personnel. The associate will be expected to develop credibility and solid working relationships with such personnel. Expertise and proficiency are relied upon by multiple affiliates. Lack of appropriate coverage in this area will negatively affect the business financially, operationally and present significant regulatory and reputational ris
k.
About the
Role
Required S
kills:
Experience & Domain Kn
owledge:9-12 years of experience in Regulatory Reporting or experience within investment advisory
business Familiarity with compliance related activities and applicability of regulatory reporting requi
rements. Familiarity with SEC reporting obligations under Section 13 and Section 16 of the Excha
nge Act. Familiarity with non-U. S. jurisdiction regulatory reporting
regimes Regulator...
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