Found Description
40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN
Description
Department: Member Regulation Policy
Location: Toronto
Status: Permanent Full-Time (Hybrid)
Day in the life of:
Reporting to the Director, Financial and Operations Policy, the Policy Advisor is a member of the Member Regulation Policy Team (MRP) and is responsible for the development, drafting, review and approval of policy applicable to both investment dealers and mutual fund dealers. The Policy Advisor also participates in the other operational and day-to-day work of MRP.
Core Responsibilities
- Develop and draft rules and guidance related to financial and operational requirements applicable to Dealer Members
- Work in collaboration with other internal staff and external stakeholders as required to obtain approval of proposed Dealer Member regulation policy initiatives
- Provide support to adv...