Partner Compliance Program – Centralized Team Specialist [US Client]

At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. Those in independence, ethics, and business conduct at PwC facilitate adherence to ethical standards and promote a culture of integrity within the organisation.

Responsibilities

• Act as an Independence Office liaison to PwC US and MX partners by answering emails and providing guidance on R&I topics, such as personal independence, regulatory compliance and other topical areas covered by knowledge base documents and internal systems.
• Update and monitor PwC partner’s investment portfolios, checking partners’ compliance with the firm’s investment recording system, and granting access to financial advisors.
• Pre‑clearing and vetting potential investments by PwC partners, eva...