Found Description
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
The Operations Analyst contributes to the overall success of the Document & Regulatory Control Department in ensuring specific individual goals, plans, and initiatives are executed & delivered in support of the team’s business strategies and objectives. They ensure all activities are conducted in compliance with governing regulations and internal policies and procedures.
In this role you will:
- Provide oversight/control on client account opening documents to help reduce the firm’s risk with applicable regulating bodies by reviewing, analyzing, and approving/rejecting documents for completeness and accuracy using various applications such as Webpost, AS400, HOD, and SharePoint
- Provide exceptional customer service support on account opening related queries
- Maintain client account integrity by performing sundry items as required