Mid-Level Compliance Analyst at Wellington-Altus

Wellington-Altus is seeking a mid-level Compliance Analyst for its WAPC and WAUSA divisions. This full-time role in Canada is essential for maintaining compliance and regulatory standards.
As a Compliance Analyst at Wellington-Altus, you will play a critical role in supporting compliance needs for WAPC and WAUSA. Your responsibilities will involve reviewing regulatory practices, aiding in the development of compliance programs, and providing guidance to registered individuals. This position requires strong analytical skills and attention to detail in a fast-paced environment.
Key Responsibilities:
• Perform regulatory reviews of account documents
• Monitor higher-risk accounts for compliance issues
• Assist in resolving compliance-related inquiries
• Support internal and external compliance reviews
• Conduct regulatory research and update policies
Requirements:
• Bachelor’s degree in finance, business, or economics
• Experience in compliance or regulated i...