Manager, Sales Practices

Job Description

What is the Opportunity?
 

The Manager, Sales Practices will report to and work closely with the Associate Director, Learning & Sales Practices to provide day-to-day compliance oversight, monitoring, and advisory services related to Sales Practices for our high-performing RBC GAM sales teams. This role will ensure that all required reporting is completed and reviewed effectively and in a timely manner while partnering closely with RBC GAM Individual Investor businesses to ensure activities are conducted in accordance with applicable regulations, internal policies, and industry best practices. You'll play a critical role in maintaining a strong culture of compliance while enabling business objectives.

What will you do?

• Conduct regular internal monitoring and reporting of sales practices for all RBC GAM's Individual Investor Business channels.
• Gather and prepare all business materials and/or r...