Manager, Compliance Testing - Canadian Banking & Wealth Management

Manager, Compliance Testing - Canadian Banking & Wealth Management

Requisition ID:

Location(s): Canada : Ontario : Toronto

Purpose

The incumbent is part of the Testing Team in Compliance (2nd line of defense). The Manager Compliance Testing, Global Compliance, Testing contributes to the overall success of the Global Compliance, with a focus on Canadian Banking and Wealth Management business channels, ensuring specific individual goals, plans, and initiatives are executed in support of the team’s business strategies and objectives; ensuring all activities conducted are in compliance with governing regulations, internal policies and procedures.

Accountabilities

• Focus on testing of controls in Canadian Banking and Wealth Management, to mitigate Compliance / Regulatory risk
• Work with the rest of the testing team to execute the compliance testing program to identify areas of regulatory compliance risk exposure, pr...