Manager, Compliance Role in Canada

Join IG Wealth Management as a Manager of Compliance, overseeing critical compliance operations in a supportive hybrid environment. Leverage your expertise to maintain regulatory standards and support financial clients across Canada.
This role reports to Vanessa Hillius and involves extensive engagement with investment dealers and mutual fund platforms. The Manager will supervise compliance activities, resolve regulatory issues, and manage training programs. Applicants should possess at least 7 years of relevant experience and demonstrate strong organizational and listening skills to excel in this highly collaborative role.
Key Responsibilities:
• Supervise daily and monthly trading reviews and account updates
• Assist registrants with compliance interpretation issues
• Oversee management of training programs for compliance
• Coordinate regulatory obligations and sub-branch visits
• Support during internal and external compliance audits
Requirements:
• 7+ yea...