Investment Compliance Associate at iCapital

iCapital seeks a knowledgeable Compliance Associate to support adherence to investment regulations. Work within a vibrant team and partner with various departments to ensure regulatory compliance.
This is an exciting opportunity with iCapital as a Compliance Associate on the Global Regulatory and Compliance team. You will directly assist with compliance matters for investment vehicles and play a crucial role in ensuring operational legality and adherence to National Instrument requirements. Your partnership with business teams in Canada will be key to fostering a consistent compliance culture.
Key Responsibilities:
• Develop and maintain compliance policies in line with regulations
• Collaborate with stakeholders for compliance matters
• Manage the Canada Compliance Calendar efficiently
• Prepare and support regulatory audits and inquiries
• Facilitate compliance training for internal employees
Requirements:
• 2-5 years of experience in investment compliance<...