Found Description
As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.
The Investigative Trading Analyst will conduct objective, timely and effective post‑trade reviews and preliminary investigations of possible violations of UMIR and Canadian Securities laws.
Core Responsibilities
- Conduct post‑trade reviews and preliminary investigations into alleged UMIR or Canadian Securities law violations in a timely manner, compiling relevant evidence from various sources and conducting trading analysis.
- Prepare clearly written and concise preliminary investigation reports which incorporate all relevant information and documentation to support conclusions.
- Participate...