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Internal Control Manager M/F

Indosuez Wealth Management

Hong Kong, Hong Kong, Hong Kong CDI July 12, 2026
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Found Description

Description du poste

Outline of the Position

  • Support the Internal Control Team for Private Banking Hong Kong by monitoring Front Office selling processes and related activities. Ensure effective risk identification, control execution, and compliance with regulatory and internal requirements.

    • Key Responsibilities

  • Execute and monitor FO control activities, including transaction monitoring, suitability mismatch control, third-party fund transfer controls, fee and commission controls, best executions, etc
  • Ensure control execution meets standards of timeliness, completeness, and accuracy, with proper documentation of evidence
  • Identify control lapses and recommend improvements to control design and effectiveness
  • Provide advisory and guidance to Front Office on control matters; escalate issues appropriately and drive follow-up remediation actions
  • Collaborate with Front Office, Investment Advisors, Produ...

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    Found Details

    LocationHong Kong, Hong Kong
    CountryHong Kong
    TypeCDI
    CategoryOperations Specialties Managers
    PostedJuly 12, 2026

    About Indosuez Wealth Management

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    Indosuez Wealth Management

    Hong Kong, Hong Kong

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