Found Description
Key Responsibilities:
- Understand business operations, governance structure, and financial activities to identify key risks and regulatory requirements.
- Prepare walkthrough questionnaires and review business processes and control activities.
- Conduct walkthrough meetings with process owners and key stakeholders.
- Perform testing across operational, compliance, finance, HR, outsourcing, AML, and other relevant areas.
- Assess compliance with regulatory requirements, internal policies, and industry best practices.
- Discuss audit observations and findings with management and key stakeholders.
- Validate observations and ensure factual accuracy with clients.
- Prepare and review audit reports, including risks, root causes, and recommendations.
- Evaluate corrective actions and validate remediation before report finalization.
- Ensure reviews are conducted in line with applicable regulations and industr...