Found Description
Join World Financial Group Insurance Agency as an Insurance Compliance Analyst focused on regulatory adherence. Conduct audits and reviews to mitigate risks and enhance agent performance.
The Insurance Compliance Analyst is pivotal in conducting thorough pre/post-sale business reviews of independent licensed agents. This role emphasizes compliance monitoring, client file evaluation, and training to ensure adherence to company policies and regulatory standards. You will also participate in branch audits and contribute to developing training materials for agents.
Key Responsibilities:
• Conduct business reviews for independent insurance agents
• Track and report findings on client and agent audits
• Prepare statistical reports identifying training opportunities
• Provide corrective coaching to ensure compliance
• Perform periodic field branch audits for regulatory adherence
Requirements:
• At least two years in insurance or financial services
• Valid Life In...
The Insurance Compliance Analyst is pivotal in conducting thorough pre/post-sale business reviews of independent licensed agents. This role emphasizes compliance monitoring, client file evaluation, and training to ensure adherence to company policies and regulatory standards. You will also participate in branch audits and contribute to developing training materials for agents.
Key Responsibilities:
• Conduct business reviews for independent insurance agents
• Track and report findings on client and agent audits
• Prepare statistical reports identifying training opportunities
• Provide corrective coaching to ensure compliance
• Perform periodic field branch audits for regulatory adherence
Requirements:
• At least two years in insurance or financial services
• Valid Life In...
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