Found Description
Become a pivotal Branch Manager in Saskatoon, focusing on compliance and optimized branch operations in financial services. Support advisors while building strong, productive relationships to drive success.
Your role will encompass ensuring compliance with industry regulations and corporate standards while managing daily operations. This position requires at least two years of experience in financial services, and your expertise in training will enhance advisor operations. You'll be expected to conduct annual audits and maintain strong oversight of compliance activities.
Key Responsibilities:
• Ensure adherence to regulatory and corporate compliance
• Conduct annual branch visits and create reports
• Review quarterly activity blotters and maintain compliance records
• Train and mentor advisors on policies and processes
• Facilitate smooth branch operations and communication
Requirements:
• 2+ years’ experience in financial services
• Completion of Canadian...
Your role will encompass ensuring compliance with industry regulations and corporate standards while managing daily operations. This position requires at least two years of experience in financial services, and your expertise in training will enhance advisor operations. You'll be expected to conduct annual audits and maintain strong oversight of compliance activities.
Key Responsibilities:
• Ensure adherence to regulatory and corporate compliance
• Conduct annual branch visits and create reports
• Review quarterly activity blotters and maintain compliance records
• Train and mentor advisors on policies and processes
• Facilitate smooth branch operations and communication
Requirements:
• 2+ years’ experience in financial services
• Completion of Canadian...
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