Equity Capital Markets Associate Role

Join Richardson Wealth's dynamic team in this Equity Capital Markets Associate position. Support private placements and settlement activities while leveraging strong communication and analytical skills.
This role is tailored for candidates with a solid background in financial services. You’ll support senior members of the Equity Capital Markets team while efficiently coordinating with issuers, Investment Advisors, and legal counsel. Recognized for detail-oriented and proactive individuals, this position requires performing critical compliance checks and maintaining transaction records.
Key Responsibilities:
• Manage non-brokered private placements and settlements
• Support brokered financings and transaction completions
• Ensure compliance with regulatory requirements
• Maintain accurate documentation and pipeline tracking
• Perform inventory management and reconciliations
Requirements:
• 5+ years of financial services experience
• At least 2 years in capi...