Found Description
Join Edward Jones as a Compliance Officer, ensuring adherence to regulatory standards in this 14-month contract role. Focus on compliance education and monitoring for securities and insurance.
This position requires you to oversee the compliance processes related to securities registration and insurance licensing across various locations. You'll be tasked with developing policies, preparing necessary communications, and delivering critical training to associates. Moreover, you will report statistics to senior management and reinforce compliance culture within the organization.
Key Responsibilities: • Submit timely reports to CIRO and regulatory entities • Develop compliance policies and procedures • Prepare compliance bulletins for organizational dissemination • Identify compliance risks and recommend solutions • Conduct training for compliance awareness
Requirements: • Bachelor's degree or equivalent experience required • Minimum of 3-5 years of experience i...
This position requires you to oversee the compliance processes related to securities registration and insurance licensing across various locations. You'll be tasked with developing policies, preparing necessary communications, and delivering critical training to associates. Moreover, you will report statistics to senior management and reinforce compliance culture within the organization.
Key Responsibilities: • Submit timely reports to CIRO and regulatory entities • Develop compliance policies and procedures • Prepare compliance bulletins for organizational dissemination • Identify compliance risks and recommend solutions • Conduct training for compliance awareness
Requirements: • Bachelor's degree or equivalent experience required • Minimum of 3-5 years of experience i...
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