Found Description
Job Title : Deputy Manager-
Experience : 0 to 1 Years
Location : Mumbai
Roles & Responsibilities
- Conduct onsite and offsite inspections of members as per compliance and inspection schedules.
- Monitor member submissions and trading activities to ensure regulatory compliance.
- Prepare inspection reports, observation sheets, and compliance findings.
- Analyze compliance data and identify potential risks, deviations, or irregularities.
- Expand inspection scope based on observations and regulatory requirements.
- Coordinate closure meetings and follow up on corrective actions with members.
- Conduct compliance visits for newly registered members and provide guidance on regulatory requirements.
- Escalate non-compliance issues, delays, or ...