Counselor for Compliance Programs

Join Fiera Capital as a Counselor focused on Compliance Programs, enhancing regulatory adherence and monitoring processes. This hybrid role emphasizes KYC and client documentation management.
Reporting to the Head of Global Enterprise Risk Management, this position executes the Canadian compliance program, ensuring effective AML and client management. Responsibilities include surveillance of KYC documentation and training employees on compliance measures while managing and monitoring client relationships to meet regulatory standards.
Key Responsibilities:
• Execute controls monitoring for client regulatory compliance
• Identify and remediate compliance-related gaps
• Conduct KYC surveillance for client onboarding processes
• Facilitate creation and delivery of compliance training
• Update compliance manuals and policy documents
Requirements:
• Bachelor’s degree in relevant field
• Minimum five years in compliance roles, preferably in asset management
• ...