Compliance Supervisor at Questrade Financial

Enhance compliance in a hybrid environment as a Compliance Supervisor with Questrade Financial Group. Lead audits, manage regulatory reporting, and drive product compliance initiatives.
In this pivotal role, you will collaborate with various compliance teams and business units to oversee audits and ensure adherence to policies. Your expertise in Canadian securities regulations will guide the business in maintaining registration profiles and conducting timely regulatory reporting. This position also emphasizes leadership, coaching compliance teams, and fostering a culture of compliance within Questrade.
Key Responsibilities:
• Develop products in line with compliance standards
• Manage timely regulatory reporting and filings
• Prepare quarterly compliance reports for management
• Lead audits and reviews with regulators
• Coach compliance officers in best practices
Requirements:
• 5+ years of industry experience
• 3+ years in compliance or audit roles
• E...