Found Description
A boutique international wealth management firm in Zurich is seeking a Compliance Officer to support client onboarding, regulatory compliance, AML monitoring, and risk management within a dynamic UHNW-focused environment.
Responsibilities
- Manage client onboarding processes, including due diligence reviews and periodic KYC refreshes
- Perform and monitor AML, KYC, and client due diligence activities throughout the client lifecycle
- Design, implement, and update compliance policies, procedures, and internal controls in line with applicable regulations
- Provide compliance advice and day-to-day regulatory guidance to management and business teams
- Conduct transaction monitoring and investigate potential AML-related risks and alerts
- Organize and deliver staff training on compliance topics, including AML, FinSA, FinIA, market conduct, and cross-border regulations
- Support compliance-related projects a...