Found Description
Employment Type: Full-Time
Vacancy: Existing
Role Overview
We are seeking an experienced Compliance Officer to oversee and support the organization's regulatory compliance framework within the financial services industry. The successful candidate will have a minimum of five (5) years of related compliance experience and a strong understanding of regulatory requirements, including interactions with regulatory bodies such as the Ontario Securities Commission (OSC), Financial Services Regulatory Authority of Ontario (FSRA), and Financial Transactions and Reports Analysis Centre of Canada (FINTRAC).
This role is responsible for monitoring compliance obligations, supporting regulatory reporting and examinations, maintaining policies and procedures, and promoting a culture of compliance throughout the organization.
Key Responsibilities
- Develop, implement, and maintain compliance policies, procedures, and controls.
- Moni...