Found Description
TheRegulatoryComplianceteamisresponsibleforensuringtheBankmeetsallapplicableSingaporeregulatoryrequirementsacrossallareasincludingbutnotlimitedtolicensing,staffdealing,crossborderrequirements,accreditedinvestors, controlsandmonitoring,etc.
ReportingtotheHeadofRegulatoryCompliance,youwillberesponsible:
- Todevelop,implementandreviewtheComplianceMonitoringprograms(excludingAMLTransactionmonitoring)fortheBanksoastoensurethatallemployeesunderstandallapplicablein-countrylegalandregulatoryrequirementsgoverningtheirrespectivebusinesses
- Conductcompliancereviewsincludingsellingprocessreviewsandidentifygapsinthereviewsandprovidesolutionstoaddressthosegaps
- Provideregulatoryadvicetothebusinessline,middleofficeandotherrelevantstakeholders
- Providetraining,supportandguidancetotheemployeesoftheBankonregulatoryandcompliancematters
- Plan,manageandundertaketheBank’sComplianceprojectsinrelation to the Bank’sbusinesswhichmaybeassignedbythesuperv...
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