Found Description
As the Compliance Manager – CPPM , you will lead the Financial Crimes Operations Governance & Quality Check function, serving as the ultimate authority on compliance procedure governance, and operational SLA tracking. You will act as an independent oversight body, translating high‑level regulatory requirements and regional MLRO instructions into clear, enforceable operational procedures. You will manage high‑level stakeholder relationships, oversee Quality Check (QC), and represent the firm’s compliance program to independent auditors and regulators.
Responsibilities
- Hold final approval authority for all global compliance procedures and high‑impact mandates, acting strictly based on the instructions of the Compliance Officers and the MLRO team. Ensure the CPPM team governs overall compliance procedures rather than day‑to‑day desk instructions and actively guide the Operations team on how to implement them.
- Be part of new product launches, ...
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