Found Description
General Purpose
Desplácese hacia abajo para encontrar los detalles completos de la oferta de trabajo, incluyendo la experiencia requerida y las funciones y tareas asociadas.
To manage and execute on various aspects of the Company’s compliance program and other tasks/matters as assigned from time to time by the Deputy Chief Compliance Officer, Chief Compliance Officer, or other senior members of the Compliance Department, including without limitation with respect to the Company’s compliance hotline.
Essential Duties
- Compliance Hotline Management: Manage the Company’s compliance hotline, including intake, preliminary review, and completion of claim reports, as well as tracking and reporting on related matters, all as designated from time to time by supervisor.
- Compliance Program Execution:
- Policy & Procedure Implementation: Support the development, review, and implementation of complia...