Found Description
Compliance Auditor, Insurance Brokerage Operations
Full-Time | Hybrid (2x/week Downtown Toronto) Do you have operational and financial experience working within a
general insurance brokerage ? Have you contributed to improving processes and ensuring compliance in a brokerage environment? If so, this opportunity may be of interest. Our client is seeking a
Compliance Auditor, Insurance Brokerage Operations
to join their team. Reporting to the
Manager, Compliance , this individual will assess the operational and financial practices of insurance brokerages, identify regulatory issues, and support risk-based compliance reviews. Key Responsibilities
• Conduct
risk-based assessments
of insurance brokerages using established audit frameworks • Review
operational documents and financial records
to assess compliance with industry regulations and standards • Analyze documentation to identify issues such as: ...
Full-Time | Hybrid (2x/week Downtown Toronto) Do you have operational and financial experience working within a
general insurance brokerage ? Have you contributed to improving processes and ensuring compliance in a brokerage environment? If so, this opportunity may be of interest. Our client is seeking a
Compliance Auditor, Insurance Brokerage Operations
to join their team. Reporting to the
Manager, Compliance , this individual will assess the operational and financial practices of insurance brokerages, identify regulatory issues, and support risk-based compliance reviews. Key Responsibilities
• Conduct
risk-based assessments
of insurance brokerages using established audit frameworks • Review
operational documents and financial records
to assess compliance with industry regulations and standards • Analyze documentation to identify issues such as: ...