Found Description
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.We're looking for a Mid level Compliance Associate to assist the local Compliance team by conducting testings and checks, reviewing existing procedures, and proactively driving through changes to improve the robustness of compliance controls. This is a hands-on compliance role where you'll handle account investigations escalated from Fin Crime and back office, make decisions on those accounts, and escalate final approvals or rejections to the Head of Compliance. You'll also support the broader regulatory compliance programme — registers, breach reporting, policy maintenance, and ASIC obligations under the Corporations Act.
Duties and Responsibil...