Found Description
Our compliance team is growing and we are looking for a Compliance Assistant to work on a part‑time basis.
This is a varied role and suited to someone who is highly organised, dependable, and confident working with sensitive information. Experience in a similar role within the legal industry or financial services is desirable.
Working with the Compliance Manager, and together reporting to the firm's COLP, you will be responsible for:
- Helping to maintain and update firm‑wide compliance policies and procedures
- Conducting client due diligence checks and risk reviews (Thirdfort referrals)
- Supporting audits and internal checks such as file reviews
- Co‑ordinating compliance training sessions
- Providing support in the monitoring of complaints, claims, and data breach registers
This is an opportunity to join a team that encourages development, values fresh ideas, and supports one another to achieve high s...