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Associate Director, Risk, Compliance, Financial Crime and Finance Broadgate
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Compliance Advisory Associate
As the Compliance Advisory Associate, you will be working with the wider Risk & Compliance team to help the business meet the requirements of the FCA and other relevant regulators.
Key Responsibilities
- Provide advice, training, and guidance to the business on regulatory matters.
- Work on regulatory horizon scanning and anticipate upcoming regulatory changes.
- Support the review of Financial Promotions.
- Assist in determining the relevance and impact of regulatory change and provide practical support on the implementation of any necessary changes.
- Manage ad hoc regulatory queries from the business.
Experience & Qualifications
- Previous experience in a similar Compliance role within Wealth & Investment Management. <...