Found Description
On behalf of a highly respected, independent Canadian investment management and multi-family office firm, we are seeking an experienced Chief Compliance Officer (CCO) to lead and oversee the firm's compliance function.
This organization specializes in investment management and wealth advisory services, utilizing a disciplined, pension-style investment approach across equities, fixed income, and alternative investments. The firm is committed to delivering exceptional client service while fostering a collaborative, high-performance culture built on integrity, partnership, and excellence.
Reporting directly to the Chief Operating Officer and Ultimate Designated Person (UDP), the Chief Compliance Officer will be responsible for establishing, maintaining, and overseeing the firm's compliance framework, ensuring adherence to applicable securities legislation and regulatory requirements. This individual will provide hands‑on enterprise‑wide compliance oversight, ...
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